Why Blue Sky Matters For Reg A, Tier 2 Issuers

Jun 30, 2023

11:10 AM

25 min


Lessons Learned After 1 Million Reg A+ Investments

  • Background: Blue Sky laws protect investors
  • Blue Sky compliance & proper audits foster investor confidence
  • Key advantage for Tier 2 issuers: No need to register with state securities regulators
  • Some states may require a copy of Form D filing with the SEC
  • Issues impacting secondary trading and Blue Sky