Regulation A offers an exemption from SEC registration requirements for companies that want to raise capital through a public offering of securities.

Regulation A has two tiers of offerings. Each comes with different reporting requirements as well as separate ceilings for the value of securities that can be issued in any given year.

For small and mid-cap companies in need of capital, Regulation A can be a powerful alternative to the hefty fees, roadshows and regulations that come with a traditional IPO.

But where to begin?

Start with The Reg A Conference. Hear from a respected bench of experts who know how to put these deals together. They will take you on a deep dive into Reg A offerings – how they work, what’s involved, timelines, fees, regulations and examples of actual results.

You’ll hear from senior executives who’ve navigated their companies through successful Reg A offerings, as well as legal experts, investment bankers, deal-marketing professionals and accountants.

Whether you’re an investor trying to identify companies with great potential or an executive determined to raise capital at lower cost – and without leaping through all the regulatory hoops of a traditional IPO, The Reg A Conference delivers the information you need along with unparalleled networking opportunities to meet the professionals who can help you succeed.

Who's Attending

The Reg A Conference offers the largest gathering of professionals active in the market. In addition to Reg A investors, legal, accounting and other service providers, this event will be well attended by private companies. We attract the Reg A community by giving them what they want – a high-value curriculum delivered by expert speakers and the opportunity to meet those speakers in a format designed for networking.

  • Reg A Investors
  • Investment Bankers
  • Fund Managers
  • Reg A Sponsors and Management
  • Private Equity & Hedge Funds
  • Underwriter and Issuer Counsel
  • Structured Finance Investors
  • Deal Advisors
  • Accountants
  • Investor Relations Professionals

Education

Discussion of legal issues, finance trends, and deal marketing techniques.

Networking

Surround yourself with thought-leaders in the industry.

Ideas

Innovative ideas from a roster of investors, bankers, and lawyers.

Premier Sponsor

Gold Sponsors

Silver Sponsors

Bronze Sponsors

Westchester Country Club

Westchester Country Club

99 Biltmore Avenue
Rye, NY 10580
Phone: (914) 967-6000

We are committed to providing a safe environment for conference attendees. By hosting this event at the Westchester Country Club, we are able to provide an outdoor format in a high-end environment under beautifully decorated tents. Attendees will love this setup, which we have used at other events.

For this event we have contracted for both outdoor and indoor meeting space so that attendees have plenty of options for 1-on-1 meetings and other networking opportunities.

The Westchester Country Club is one of the most prestigious country clubs in America. Its extensive amenities include a historic residence with three restaurants and two banquet rooms, two eighteen hole golf courses, one nine-hole course, an indoor swimming pool, squash courts, grass tennis courts and a stand-alone beach.

© DealFlow Financial Products, Inc. (d/b/a DealFlow Events). All rights reserved. DealFlow Events™ and The Reg A Conference™ are trademarks of DealFlow Financial Products, Inc.

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